- 光算穀歌外鏈
三是私募子公司管理不到位
时间：2010-12-5 17:23:32 作者：光算穀歌seo 来源：光算穀歌seo公司 查看： 评论：0内容摘要：根據修正前和修正後的《證券公司和證券投資基金管理公司合規管理辦法》第三十二條第一款的規定，為未備案的私募產品提供外包服務、信息隔離牆製度執行不到位等問題。決定對公司采取出具警示函的行政監管措施。部分紓根據修正前和修正後的《證券公司和證券投資基金管理公司合規管理辦法》第三十二條第一款的規定 ，為未備案的私募產品提供外包服務、信息隔離牆製度執行不到位等問題。決定對公司采取出具警示函的行政監管措施。部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、在業務融入方出現風險後仍多
上述行為違反了《證券公司監督管理條例》（國務院令第653號）第二十七條第一款，深圳證監局發布關於對國信證券股份有限公司采取出具警示函措施的決定 ，經證監會光算光算谷歌seo谷歌外链令第166號修正）第三條、
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